The Securities and Exchange Commission is closely monitoring the impact of Hurricane Milton on investors and capital markets. The SEC also continues to monitor the prior impact of Hurricane Helene.…
<br><br>For Immediate Release<br><br>2024-158<br><br><br>Washington D.C., Sept. 30, 2024 — <br>The Securities and Exchange Commission today announced settled charges against registered investment adviser Marathon Asset Management LP for failing to establish, maintain,…
<br><br>For Immediate Release<br><br>2024-143<br><br><br>Washington D.C., Sept. 23, 2024 — <br>The Securities and Exchange Commission today announced charges against Texas-based registered investment adviser Atom Investors LP for its failure to maintain and…
For Immediate Release2024-133Washington D.C., Sept. 17, 2024 — The Securities and Exchange Commission today announced that Prager Metis CPAs, LLC (Prager) and its California professional services firm, Prager Metis CPAs…
Now-defunct digital pharmacy raised over $170 million based on fake prescriptions and fraudulently inflated revenueFor Immediate Release2024-128Washington D.C., Sept. 12, 2024 — The Securities and Exchange Commission today charged now-defunct…
