SEC Adopts Rule Amendments and New Rule to Improve Risk Management and Resilience of Covered Clearing Agencies

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For Immediate Release2024-176Washington D.C., Oct. 25, 2024 — The Securities and Exchange Commission today adopted rule amendments and a new rule to improve the resilience and recovery and wind-down planning…

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SEC Small Business Advisory Committee to Discuss Approaches to Venture Capital Fundraising and Challenges Facing Emerging Fund Managers

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For Immediate Release2024-175Washington D.C., Oct. 25, 2024 — The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the agenda for its meeting on Wednesday, Nov. 13,…

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SEC Charges Advisory Firm WisdomTree with Failing to Adhere to Its Own Investment Criteria For ESG-Marketed Funds

Firm misstated that funds did not invest in companies involved in fossil fuels and tobaccoFor Immediate Release2024-173Washington D.C., Oct. 21, 2024 — The Securities and Exchange Commission today charged New…

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SEC Charges “Magic Mushroom” Company and Two Individuals with Multimillion Dollar Pump-and-Dump Scheme

The Securities and Exchange Commission today charged Minerco Inc. (former over-the-counter ticker: MINE), Bobby Shumake Japhia, and Julius Makiri Jenge, for their roles in an alleged pump-and-dump scheme that defrauded…

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