Consolidated Law on Finance – TUF 1998
Regulates financial intermediation and markets, covering aspects related to securities, investment services, and companies operating in the financial markets.
Consolidated Law on Banking – TUB 1993
Addresses aspects related to the authorization and supervision of banks, prudential requirements, transparency and customer protection, and crisis management procedures.
Consolidated Law on Financial Intermediation 1998
Comprehensive law that regulates financial intermediation in Italy. It covers a wide range of financial services, including investment services, financial instruments, and the organization and functioning of financial markets and…
COMI (Committee of Market Operators and Investors) guidelines of 13 July 2023 for the simplification of prospectuses
Provide recommendations and guidelines from COMI for simplifying prospectuses, aiming to make them more accessible and understandable for investors while meeting regulatory requirements.
Whistleblowing Guidelines approved with Resolution no. 311 of 12 July 2023
Guidelines on the protection of persons who report violations of Union law and the protection of persons who report violations of national regulatory provisions. Procedures for the presentation and management…
