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Brief
United States of America Before the Securities and Exchange Commission The Securities and Exchange Commission (SEC) has instituted administrative proceedings against Seven Networks, Inc. (n/k/a Seven Networks, LLC), for delinquent periodic filings with the Commission. The respondent is a Delaware corporation that has not filed any periodic reports since May 10, 2004. Key Findings and Compliance Considerations The SEC alleges that Seven Networks failed to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, resulting in delinquent periodic filings. This proceeding highlights the importance of maintaining accurate and timely filing obligations, as required by Commission rules, to protect investors and ensure compliance with securities laws.
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