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Brief
The Securities and Exchange Commission issued an order instituting administrative proceedings against Raymond James & Associates, Inc. on August 14, 2024, for violating the Securities Exchange Act of 1934 and Investment Advisers Act of 1940. On January 30, 2025, the respondent filed a motion to modify undertakings and stay their effectiveness. The SEC granted a one-week extension of time for the Division of Enforcement to respond to the respondent's motion until February 13, 2025. This order aims to provide additional time for the Division to review and respond to the motion.
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