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Brief
The U.S. Securities and Exchange Commission (SEC) obtained a final judgment against Michael Caridi, a former officer and director of Tree of Knowledge International Corp., for issuing fraudulent press releases related to the company's pivot into supplying Personal Protective Equipment. The court permanently enjoined Caridi from violating securities laws and barred him from serving as an officer or director for seven years. The SEC's action resulted in a civil penalty of $180,000 and disgorgement of $895,972 being ordered against Caridi.
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