GRI

 Lek Securities Corporation

Enforcement Corporate Finance & M&A Sanctions & Fines
Date: 15th Jan, 2025 Source: US Securities and Exchange Commission Country: USA Original Source

Brief

The Commission ordered Lek Securities Corporation to supplement the record by February 12, 2025. The Clearing Agencies were instructed to electronically file a supplemental certified record containing an expert witness statement and manually refile certain documents on acceptable electronic media. This order requires the Clearing Agencies to provide complete and accurate records, ensuring compliance with SEC regulations and transparency in administrative proceedings.

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US Securities and Exchange Commission

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