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Brief
The United States Securities and Exchange Commission (SEC) has issued an order requiring supplementation of the record in a matter involving Lek Securities Corporation. The Clearing Agencies, National Securities Clearing Corporation and The Depository Trust Company, were directed to electronically file a supplemental certified record containing the Expert Witness Statement of Dr. Emre Carr by February 12, 2025. This action aims to ensure compliance with SEC regulations regarding electronic filing and manual refiling of documents. The order highlights the importance of accurate and timely submission of records to the Commission, underscoring the need for Clearing Agencies to adhere to established procedures for filing and maintaining certified records.
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