GRI

Hub Capital Inc.

Enforcement Anti-money laundering Sanctions & Fines
Date: 12th Jun, 2025 Source: Financial Transactions and Reports Analysis Centre of Canada Country: Canada Original Source

Brief

Hub Capital Inc., an independent wealth management firm in Woodbridge, Ontario, was imposed a $99,000 administrative monetary penalty on March 21, 2025, for committing 4 serious violations related to anti-money laundering and terrorist financing regulations. The violations were found during a compliance examination in 2023 and involved inadequate policies and procedures, risk assessment, ongoing monitoring, training program, and prescribed review.

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Financial Transactions and Reports Analysis Centre of Canada

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