Gregory Lemelson

The United States Securities and Exchange Commission (SEC) issued an order regarding administrative proceedings involving Gregory Lemelson. The Division of Enforcement submitted two subpoena requests, one for a deposition and one for documents, which are denied or pending further action. The proceeding follows a 75-day timeline under Rule 201.360(a)(2), with specific requirements for witness unavailability and deposition subpoenas. The order primarily concerns the procedural aspects of the administrative proceedings. Compliance considerations include the SEC's rules regarding witness unavailability (Rule 233) and the process for requesting depositions or document production, which must be followed to avoid delays in the proceeding.