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Brief
The Financial Industry Regulatory Authority, Inc. (FINRA) proposes to amend FINRA Rule 6897(b) to implement a Consolidated Audit Trail (CAT) cost recovery fee for the period of January 1, 2025 through December 31, 2025. This proposed rule change aims to permit FINRA to recoup its designated portion of the reasonably budgeted CAT costs for the National Market System Plan Governing the Consolidated Audit Trail. The fee will be assessed to Industry Members, payable to Consolidated Audit Trail, LLC, and is subject to a public comment period.
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