GDPR Enforcement Tracker

U.S. SECURITIES AND EXCHANGE COMMISSIONLitigation Release No. 26388 / September 5, 2025Securities and Exchange Commission v. Ryan Squillante, No. 25-cv-01457 (D. Conn. filed Sept. 5, 2025)SEC Charges Connecticut Resident with…

U.S. SECURITIES AND EXCHANGE COMMISSIONLitigation Release No. 26387 /September 3, 2025Securities and Exchange Commission v. Daryl F. Heller, Paramount Management Group, LLC, and Prestige Investment Group, LLC, No. 25-cv-5036 (E.D.…

U.S. SECURITIES AND EXCHANGE COMMISSIONLitigation Release No. 26390 / September 5, 2025Securities and Exchange Commission v. Calvin Guess, et al.; No. 25-civ-01655 (D. Nev. filed Sept. 4, 2025)SEC Settles with…

U.S. SECURITIES AND EXCHANGE COMMISSIONLitigation Release No. 26386 / August 29, 2025Securities and Exchange Commission v. Faraz Dar and Horizon Platinum LLC, No. 25-cv-12387 (D. Mass. filed Aug. 28, 2025)SEC…

U.S. SECURITIES AND EXCHANGE COMMISSIONLitigation Release No. 26381 / August 21, 2025Securities and Exchange Commission v. Thom, No. 25-cv-06909 (S.D.N.Y. filed Aug. 21, 2025)SEC Charges Self-Described Trading “Luminary” in Offering…