The FCA has fined Macquarie Bank Limited - London Branch (MBL) £13m for serious failings that allowed one of its employees to record over 400 fictitious trades.From June 2020 to…
Speech by Emily Shepperd, FCA chief operating officer, delivered at the TheCityUK National Conference in Birmingham.Speaker: Emily Shepperd, FCA chief operating officerEvent: TheCityUK National Conference, BirminghamDelivered: 26 November 2024Note: This…
The FCA has fined Barclays £40 million in total for its failure to disclose certain arrangements with Qatari entities in 2008.This follows Barclays' decision to withdraw its referral of the…
The FCA has found that while life insurers provide good service to bereaved customers, they need to settle claims quicker and improve how they measure customer experience.The multi-firm review found…
The proposed extension would allow firms more time to handle complaints efficiently and effectively and help prevent disorderly, inconsistent and inefficient outcomes for consumers and firms.The FCA is seeking feedback…
