Speech by Emily Shepperd, chief operating officer, at the 10th Annual Culture and Conduct in Financial Services Summit.Speaker: Emily Shepperd, chief operating officer Event: 10th Annual Culture and Conduct in…
The FCA has secured a confiscation order of £586,711.01 against Mohammed Zina, a convicted insider dealer. The order must be paid within 3 months, or Mr Zina will face a…
The FCA has set out proposals to make it easier for listed companies to issue corporate bonds that wealth managers and retail investors can buy.The FCA is consulting on a…
The FCA has secured a confiscation order of £5,963,376.15, against convicted fraudster Guy Flintham. Mr Flintham is serving a 6-year prison sentence having pleaded guilty to fraud by false representation.…
On 30 January 2025, CFSL (also known as Solaris EMI) entered special administration. Joshua James Dwyer and Robert Spence of Interpath Limited have been appointed as Joint Special Administrators.The Court…
