FCA fines Mako for failings relating to cum-ex trading
The FCA has fined Mako Financial Markets Partnership LLP (Mako) £1,662,700 for failing to ensure it had effective systems and controls to guard against financial crime. Mako also failed to…
Nvayo Limited enters special administratio
On 10 February 2025, Nvayo Limited (Nvayo) entered special administration. Dane O’Hara, Alex Cadwallader and Andrew Poxon, all of Leonard Curtis (UK) Limited, were appointed as administrators.Nvayo is authorised by…
FCA charges Hampshire-based independent financial adviser with multiple fraud offences
The FCA has charged Mrs Lisa Campbell with multiple criminal offences, including fraud by abuse of position and providing false or misleading information to the FCA to conceal her wrongdoing.Mrs…
FCA steps up action against misleading financial adverts
Nearly 20,000 financial promotions were withdrawn or amended in 2024 following intervention from the FCA - nearly double the amount in 2023.The regulator has highlighted concerns with cryptoasset, debt solutions,…
FCA statement on Blackmore Bonds complaints
The FCA has today written to people who complained about the way the FCA handled the Blackmore Bonds case.Blackmore Bond PLC (Blackmore) was an unregulated firm that raised funds by…
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