A trial has been scheduled for September 2027 at Southwark Crown Court in the criminal proceedings brought by the FCA against John Dance, the former WealthTek LLP principal partner. Mr…
The FCA has found that financial advisers are delivering suitability reviews in the vast majority of cases included in its review of ongoing advice. Financial advisers can charge their clients…
Speech by Mark Francis, interim director of wholesale markets sell-side, at UK Accelerated Settlement Taskforce industry event.On this page T+1 settlement: improving market efficiencyWelcoming the taskforce’s final reportWhat should firms…
A joint feedback statement from the FCA and PSR assesses the usage and impact of digital wallets.The use of digital wallets has rapidly grown in recent years with the proportion…
The Accelerated Settlement Taskforce report provides a set of recommendations for the UK to move to a T+1 settlement cycle by 11 October 2027. On 6 February 2025, the Accelerated…
