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FCA welcomes move to bring ESG ratings providers into regulation

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  • Post published:19/11/2024
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The FCA welcomes the Government’s publication of their consultation response and the draft legislation on bringing environmental, social and governance (ESG) ratings providers into regulation. This is widely supported by…

Continue ReadingFCA welcomes move to bring ESG ratings providers into regulation

Advice Guidance Boundary Review: November 2024 update

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  • Post published:19/11/2024
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We have set out the next steps in our work on closing the advice gap, following feedback on our Discussion Paper (DP23/5). We want people to be able to make…

Continue ReadingAdvice Guidance Boundary Review: November 2024 update

Modernising the redress system

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  • Post published:19/11/2024
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The Financial Conduct Authority (FCA) and Financial Ombudsman Service have published a joint call for input to seek views on how to modernise the redress system, so it better serves…

Continue ReadingModernising the redress system

FCA statement on the Chancellor’s Mansion House speech

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  • Post published:19/11/2024
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The FCA is committed to supporting growth.The financial services sector is the engine of the country’s economy. A successful sector drives prosperity for companies, getting money to flow to small…

Continue ReadingFCA statement on the Chancellor’s Mansion House speech

FCA fines and bans Craig Buchan and Martin Cooke for recklessly breaching requirements

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  • Post published:19/11/2024
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Craig Buchan and Martin Cooke, former partners of MedDen Financial Services LLP (MedDen), have been fined £6,037 and £6,020 (respectively) and banned by the FCA for recklessly breaching an asset…

Continue ReadingFCA fines and bans Craig Buchan and Martin Cooke for recklessly breaching requirements
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