We're updating the direction modifying the UK’s derivatives trading obligation (DTO) from 31 December 2024. This will replace the transitional direction which is expiring. The DTO is a G20 commitment…
Speech by Sarah Pritchard, executive director, markets and executive director, international at the TISA (The Investing and Saving Alliance) Annual Conference.Speaker: Sarah Pritchard, executive director, markets and executive director, internationalEvent:…
The MiFID Organisational Regulation (MiFID Org Reg) is EU law we have adopted which contains key conduct, systems and controls obligations for firms, in particular investment firms. Following the Treasury’s…
The FCA has published the second phase of its consultation on proposals for a measured increase in transparency about its enforcement investigations, and set out plans for further engagement after…
Speech by Emily Shepperd, FCA chief operating officer, delivered at the TheCityUK National Conference in Birmingham.Speaker: Emily Shepperd, FCA chief operating officerEvent: TheCityUK National Conference, BirminghamDelivered: 26 November 2024Note: This…
