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Restrictions imposed on wealth management firm Strowz Ltd in response to significant concerns 22/05/2025

  • Post author:
  • Post published:31/07/2025
  • Post category:

On 2 April 2025, we imposed restrictions on wealth management firm, Strowz Ltd.Strowz Ltd cannot undertake any regulated activity, accept any further client money or move or facilitate the movement…

Continue ReadingRestrictions imposed on wealth management firm Strowz Ltd in response to significant concerns 22/05/2025

Individual charged with carrying on an unauthorised business and misleading investors 15/04/2025

  • Post author:
  • Post published:31/07/2025
  • Post category:

The FCA has charged John Burford for carrying on an unauthorised business and dishonestly misleading investors. He is suspected of generating over £1m.Between 1 January 2020 to 31 December 2023,…

Continue ReadingIndividual charged with carrying on an unauthorised business and misleading investors 15/04/2025

Information supplied to investors to be simplified under plans to boost investment 16/04/2025

  • Post author:
  • Post published:31/07/2025
  • Post category:

The FCA has already proposed a simpler and flexible system which is tailored to the UK to replace current rules, introduced across Europe when the UK was in the EU.Today,…

Continue ReadingInformation supplied to investors to be simplified under plans to boost investment 16/04/2025

FCA reduces firm burden for 16,000 firms 16/04/2025

  • Post author:
  • Post published:31/07/2025
  • Post category:

We are proposing to remove unnecessary data reporting for firms, helping to reduce burden and unlock economic growth. The 3 collections identified will also be removed from the firm handbook,…

Continue ReadingFCA reduces firm burden for 16,000 firms 16/04/2025

Two brothers plead guilty to insider dealing 09/05/2025

  • Post author:
  • Post published:30/07/2025
  • Post category:

Today at Southwark Crown Court, Matthew and Nikolas West pleaded guilty to insider dealing, following a prosecution brought by the FCA. Between November 2016 and January 2020, Matthew West used…

Continue ReadingTwo brothers plead guilty to insider dealing 09/05/2025
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