Sigma Broking Limited (Sigma) has been fined £1,087,300 for failing to submit complete and accurate transaction reports for 5 years.The FCA’s monitoring systems identified issues with the transaction reports submitted…
We will consult on an industry-wide scheme to compensate motor finance customers who were treated unfairly. Any redress scheme must be fair to consumers who have lost out and ensure…
John Burford has pleaded guilty in a £1m investment fraud case, following a prosecution brought by the FCA.As sole director of Financial Trading Strategies Limited, Mr Burford promoted a paid-for…
His Majesty's Treasury has announced the reappointment of Nikhil Rathi as chief executive of the FCA for a second term.Since Nikhil joined in October 2020, the FCA has undertaken reforms…
Sarah Pritchard has been appointed deputy chief executive of the FCA.The new role has been created to reflect the FCA's expanding remit, with the integration of the Payment Systems Regulator,…
