CFTC Charges two Louisiana-Based Companies and Cofounder with Multi-Million Dollar Forex Fraud

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Release Number 9003-24CFTC Charges two Louisiana-Based Companies and Cofounder with Multi-Million Dollar Forex Fraud, Failing to RegisterOctober 28, 2024WASHINGTON, D.C. — The Commodity Futures Trading Commission today announced a civil…

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CFTC Exempts Additional Singapore Recognized Market Operators from SEF Registration Requirements

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Release Number 8937-24 CFTC Exempts Additional Singapore Recognized Market Operators from SEF Registration Requirements August 02, 2024 Washington, D.C.  — The Commodity Futures Trading Commission today announced it unanimously approved an amended order that exempts two recognized market operators (RMOs) authorized within Singapore from CFTC swap execution facility (SEF) registration requirements. The exempted RMOs are

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Remarks by Commissioner Caroline D. Pham at CFTC Chairman’s Town Hall

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Good afternoon. It’s my pleasure to provide some brief remarks at the Chairman’s Town Hall. I appreciate this opportunity to share with you some of the initiatives I’ve been working on since I started my term as a Commissioner to create opportunities for staff that makes the CFTC a great place to work. Thank you

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CFTC Approves Final Rule Allowing U.S. Introducing Brokers Direct Access to Registered Foreign Boards of Trade for the Submission of Customer Orders

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Release Number 8935-24 CFTC Approves Final Rule Allowing U.S. Introducing Brokers Direct Access to Registered Foreign Boards of Trade for the Submission of Customer Orders July 29, 2024 Washington, D.C.  — The Commodity Futures Trading Commission today announced it approved final rules amend ing Part 48 of its regulations. The final rules permit a foreign

Continue ReadingCFTC Approves Final Rule Allowing U.S. Introducing Brokers Direct Access to Registered Foreign Boards of Trade for the Submission of Customer Orders