Canadian securities regulators propose prohibiting the use of chargebacks in the distribution of investment funds

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Toronto and Montreal – The Canadian Securities Administrators (CSA) has published, for a 90-day comment period, proposed amendments that would prohibit the use of chargebacks in the distribution of investment…

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CSA consults on proposed process refinements and oversight for a dispute resolution service for investor complaints

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TORONTO and VANCOUVER – The Canadian Securities Administrators (CSA) has provided for comment more details on the proposed framework for an independent dispute resolution service with binding authority – anticipated…

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