CSA provides update to crypto asset trading platforms about value-referenced crypto assets

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MONTREAL and TORONTO – The Canadian Securities Administrators (CSA) is providing a further update for crypto asset trading platforms (CTPs) that are registered, or that provided a pre-registration undertaking (PRU), about the application of terms and conditions in the CTPs’ registration and exemptive relief decisions or PRUs related to value-referenced crypto assets (VRCAs). Investors have

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Canadian securities regulators and CIRO provide update on SEC adopting amendments to rules regarding minimum pricing increments and trading fee caps

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Toronto – The securities regulatory authorities of Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick, Nova Scotia, Prince Edward Island, Newfoundland and Labrador, Nunavut, Northwest Territories and Yukon and the Canadian Investment Regulatory Organization (CIRO) today provided an update on their work related to the recent rule changes announced by the United States Securities and Exchange

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Canadian securities regulators propose amendments to mandatory central counterparty clearing of derivatives

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MONTREAL – The Canadian Securities Administrators (CSA) today published a CSA Notice of Consultation on proposed amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives. The proposed amendments aim to update the list of mandatory clearable derivatives to reflect the transition of Canadian financial markets to new overnight risk-free interest rate benchmarks; to add

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Canadian Securities Administrators Propose Amendments to Modernize Continuous Disclosure Regime for Investment Funds

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TORONTO – The Canadian Securities Administrators (CSA) have published for comment a series of proposed amendments aimed at modernizing the continuous disclosure regime for investment funds. These proposals are designed to provide investors with more focused and valuable disclosure while reducing the regulatory burden on investment fund managers. The CSA proposes to replace the existing

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Canadian securities regulators publish Derivatives Business Conduct Rule FAQs

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TORONTO – The Canadian Securities Administrators (CSA) today published CSA Staff Notice 93-302 Frequently Asked Questions about National Instrument 93-101 Derivatives: Business Conduct   (the FAQs) to address frequently asked questions from derivatives market participants related to National Instrument 93-101 Derivatives: Business Conduct (NI 93-101), which comes into force on September 28, 2024.  The purpose of

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