SEC Charges Cumberland DRW for Operating as an Unregistered Dealer in the Crypto Asset Markets

News Financial services English Sanctions & Fines

Date: 10th Oct, 2024 Source: U.S. Securities and Exchange Commission Country: USA Original Source

Brief

The Securities and Exchange Commission today charged Chicago-based Cumberland DRW LLC with operating as an unregistered dealer in more than $2 billion of crypto assets offered and sold as securities, in violation of the registration requirements of the federal securities laws that are designed to protect investors.

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U.S. Securities and Exchange Commission

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SEC Charges Cumberland DRW for Operating as an Unregistered Dealer in the Crypto Asset Markets

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SEC Charges Cumberland DRW for Operating as an Unregistered Dealer in the Crypto Asset Markets

Brief

U.S. Securities and Exchange Commission

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