Sanctions for violation of short selling regulations by Global LBS, – 12th & 13th Securities and Futures Commission

News Financial services Korean Sanctions & Fines

Date: 3rd Jul, 2024 Source: Financial Services Commission Country: South Korea Original Source

Brief

증권선물위원회 는 7월 3일 제13차 회의에서 ｢자본시장과 금융투자업에 관한 법률｣ (이하 ‘ 자본시장법 ’ ) 제180조제1항제1호에 따른 공매도 규제를 위반 한 구(舊) 크레딧 스위스 (Credit Suisse) 그룹 소속 2개 계열사 에 대하여 과징금 총 271억 7,300만원 을 부과하는 조치를 의결하였습니다. 이는 2021년 4월 무차입 공매도에 대한 과징금 제도 시행 이후 부과된 과징금 중 역대

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Sanctions for violation of short selling regulations by Global LBS, – 12th & 13th Securities and Futures Commission

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Sanctions for violation of short selling regulations by Global LBS, – 12th & 13th Securities and Futures Commission

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Financial Services Commission

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