GRI

New way of paying for investment research proposed by the financial regulator

News Financial services English Reports
Date: 10th Apr, 2024 Source: Financial Conduct Authority Country: United Kingdom Original Source

Brief

Summary:

The Financial Conduct Authority (FCA) has proposed new rules for how investment research can be paid for in the UK. The current system is seen as operationally complex and may favor larger asset managers. The FCA aims to introduce more flexibility for asset managers to pay for research, allowing them to "bundle"" payments for research and trade execution. This is intended to promote competition and make it easier for asset managers to buy research from outside the UK. The FCA has engaged with industry stakeholders and plans to produce final rules in the first half of 2024. Comments on the proposals are welcome by 5 June 2024.

"
The FCA has put forward plans for a new way to pay for investment research.  Analysis by the FCA shows that asset managers are largely getting the research they need under the current rules.  However, the current options available to UK asset managers can be operationally complex and may, in some instances, favour larger asset

This content is restricted.

Highlights content goes here...

The FCA has put forward plans for a new way to pay for investment research.  Analysis by the FCA shows that asset managers are largely getting the research they need under the current rules.  However, the current options available to UK asset managers can be operationally complex and may, in some instances, favour larger asset

This content is restricted.

Financial Conduct Authority

Quick Insight
RADA.AI
RADA.AI
Hello! I'm RADA.AI - Regulatory Analysis and Decision Assistance. Your Intelligent guide for compliance and decision-making. How can i assist you today?
Suggested
Related Documents
Take multiple measures to strictly investigate illegal use of buses
Date: 12th Apr, 2025 Source: Central Commission for Discipline Inspection Country: China
News Anti-bribery and corruption Reports
More than 4 million workers start receiving salary allowance on Tuesday (15)
Date: 11th Apr, 2025 Source: Ministry of Labor and Employment Country: Brazil
News Employment & labor Reports
IRS has already received 11,564,854 Income Tax Declarations 2025
Date: 11th Apr, 2025 Source: Federal Revenue Service (Receita Federal) Country: Brazil
News Tax & Compliance Reports

Form successfully submitted. One of our GRI rep will contact you shortly

Thanking You!

Click here

Enter your Email

Enter your registered username/email id.

Enter your Email

Enter your email id below to signup.
Individual Plan
  • Designed for Growing Compliance Teams
$125 / month OR $1250 / year
Features
  • • Coverage for 20 jurisdictions
  • • Monitoring from 500+ regulatory authorities
  • • AI compliance summaries
  • • RaDa.ai : Single-Role
Best for: Researchers, Legal professionals, Academics
Subscribe Now
Enterprise Plan
  • Perfect for Global Enterprises
Contact for Pricing
Features
  • • Custom jurisdictional coverage
  • • Custom monitoring of regulatory authorities
  • • RaDa.ai : Customizable multi-role
  • • Custom reporting and dashboard capabilities
  • • API access for seamless integration
Best for: Law Firms, Corporations, Government Bodies
Contact Sales