FCA takes action against three individuals from SVS Securities for mistreatment of pension funds

News Employment & labor English Sanctions & Fines

Date: 24th Jun, 2024 Source: Financial Conduct Authority Country: United Kingdom Original Source

Brief

Demetrios Hadjigeorgiou and David Stephen have referred their Decision Notices to the Upper Tribunal where they will each present their respective cases. Any findings in these individuals’ Decision Notices and the descriptions of those findings in this press release are therefore provisional and reflect the FCA’s belief as to what occurred and how it considers

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FCA takes action against three individuals from SVS Securities for mistreatment of pension funds

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FCA takes action against three individuals from SVS Securities for mistreatment of pension funds

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Financial Conduct Authority

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