FCA fines Sigma Broking Limited for transaction reporting failures

News Financial services Sanctions & Fines

Date: 1st Aug, 2025 Source: Financial Conduct Authority Country: United Kingdom Original Source

Brief

"On 01/08/2025, the Financial Conduct Authority issued an update regarding FCA fines Sigma Broking Limited for transaction reporting failures. The regulator fined the firm £1,087,300 for submitting incomplete and inaccurate transaction reports for five years, following a 16-month investigation that concluded in April 2024."

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Financial Conduct Authority

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FCA fines Sigma Broking Limited for transaction reporting failures

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FCA fines Sigma Broking Limited for transaction reporting failures

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