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FCA fines Arian Financial LLP £288,962.53 for failings relating to cum-ex trading 10/01/2025

News Financial services Sanctions & Fines
Date: 10th Jan, 2025 Source: Financial Conduct Authority Country: United Kingdom Original Source

Brief

The Financial Conduct Authority issued an update regarding FCA fines Arian Financial LLP £288,962.53 for failings relating to cum-ex trading. This is the seventh case brought by the FCA in relation to cum-ex trading and withholding tax schemes, involving proactive engagement with EU and global law enforcement authorities, resulting in fines of over £22m.

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Financial Conduct Authority

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