FCA bans and fines James Lewis £120,300 for putting investors at risk

News Financial services English Sanctions & Fines

Date: 7th May, 2024 Source: Financial Conduct Authority Country: United Kingdom Original Source

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Summary:

The former CEO of Shard Capital Partners, James Lewis, has been fined u00a3120,300 and banned by the Financial Conduct Authority (FCA) for providing incorrect information about clients' cash holdings to auditors. The misconduct occurred twice: once between June 2015 and May 2017, and again between June and July 2021. Lewis knowingly provided false information, which resulted in misstated annual accounts. The FCA took action after being notified by Shard and Lewis himself.

The former CEO of Shard Capital Partners has been fined £120,300 and banned by the Financial Conduct Authority (FCA). James Lewis, the former CEO of Shard Capital Partners, has been fined £120,300 and banned by the FCA following two separate instances of providing incorrect information about clients’ cash purportedly held by Shard. Mr Lewis’

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FCA bans and fines James Lewis £120,300 for putting investors at risk

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FCA bans and fines James Lewis £120,300 for putting investors at risk

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