CFTC Orders Two Swap Execution Facilities to Pay $1.3 Million for Swap Data Reporting and Core Principle Violations

News Corporate Finance & M&A Sanctions & Fines

Date: 1st Oct, 2024 Source: Commodity Futures Trading Commission (CFTC) Country: USA Original Source

Brief

On "01/10/2024", the "Commodity Futures Trading Commission (CFTC)" issued an update regarding "CFTC Orders Two Swap Execution Facilities to Pay $1.3 Million for Swap Data Reporting and Core Principle Violations". The CFTC ordered two swap execution facilities, BGC Derivative Markets, L.P. and GFI Swaps Exchange, LLC, to pay a total of $1.3 million in civil monetary penalties.

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Commodity Futures Trading Commission (CFTC)

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CFTC Orders Two Swap Execution Facilities to Pay $1.3 Million for Swap Data Reporting and Core Principle Violations

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CFTC Orders Two Swap Execution Facilities to Pay $1.3 Million for Swap Data Reporting and Core Principle Violations

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Commodity Futures Trading Commission (CFTC)

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