GRI

CFTC Orders Taiwanese Firm to Pay $200

News Corporate Finance & M&A Sanctions & Fines
Date: 1st Oct, 2024 Source: Commodity Futures Trading Commission (CFTC) Country: USA Original Source

Brief

On "01/10/2024", the "Commodity Futures Trading Commission (CFTC)" issued an update regarding "CFTC Orders Taiwanese Firm to Pay $200,000 for Wash Sales". The CFTC ordered Taishin Securities Co., Ltd. to pay a civil monetary penalty of $200,000 and cease further violations.

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Commodity Futures Trading Commission (CFTC)

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