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Summary:
The Canadian Securities Administrators (CSA) has released two new reports: the Oversight Review Report of the Canadian Investment Regulatory Organization (CIRO) and the 2023 Annual Activities Report on the Oversight of CIRO and Canadian Investor Protection Fund (CIPF). The Oversight Report evaluates CIRO's compliance with recognition orders and regulatory processes, and identifies two medium priority findings that have been resolved. The Activities Report summarizes key information, activities, and observations related to CSA oversight of CIRO and CIPF during 2023. The report provides a new format to explain the CSA's role in overseeing compliance with securities regulation requirements and maintaining public confidence in the regulatory framework.
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