This content is restricted.
Brief
On July 23, 2025, the Canadian Securities Administrators issued an update regarding Canadian securities regulators publish CIRO oversight review report. The CSA conducted a risk-based oversight review of the Canadian Investment Regulatory Organization (CIRO), targeting processes in information technology, membership intake, and trading conduct compliance. The review identified three medium priority findings, with CIRO establishing an action plan to address each issue, indicating no significant concerns with CIRO meeting regulatory terms and conditions.
Highlights content goes here...
This content is restricted.
RADA.AI
Hello! I'm RADA.AI - Regulatory Analysis and Decision Assistance. Your Intelligent guide for compliance and decision-making. How can i assist you today?
Suggested
