Canadian securities regulators propose amendments to the principal distributor model

News Corporate Finance & M&A Consultations

Date: 28th Nov, 2024 Source: Canadian Securities Administrators Country: Canada Original Source

Brief

On February 21, 2023, the Canadian Securities Administrators issued an update regarding "Proposed Amendments to Principal Distributor Model in Mutual Funds". The CSA has published proposed amendments for comment, clarifying that principal distributors may only act for mutual funds within the same family and requiring disclosure of arrangements and compensation. These changes aim to foster a more transparent and fairer marketplace, with a focus on investor protection.

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Canadian Securities Administrators

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Canadian securities regulators propose amendments to the principal distributor model

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