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Canadian securities regulators announce temporary exemptions for derivatives dealers and advisers

News Financial services English Law & Policy Updates
Date: 25th Jul, 2024 Source: Canadian Securities Administrators Country: Canada Original Source

Brief

TORONTO – The Canadian Securities Administrators (CSA) today announced coordinated local blanket orders (the Blanket Orders) to provide temporary exemptions for obligations set out in National Instrument 93-101 Derivatives: Business Conduct (the Business Conduct Rule). The Blanket Orders temporarily exempt: Derivatives firms from certain obligations when transacting with certain investment funds. Senior derivatives managers from certain reporting

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TORONTO – The Canadian Securities Administrators (CSA) today announced coordinated local blanket orders (the Blanket Orders) to provide temporary exemptions for obligations set out in National Instrument 93-101 Derivatives: Business Conduct (the Business Conduct Rule). The Blanket Orders temporarily exempt: Derivatives firms from certain obligations when transacting with certain investment funds. Senior derivatives managers from certain reporting

This content is restricted.

Canadian Securities Administrators

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