Acting Chairman Pham Announces Successful Completion of Enforcement Sprint

News Corporate Finance & M&A Sanctions & Fines

Date: 4th Sep, 2025 Source: Commodity Futures Trading Commission (CFTC) Country: USA Original Source

Brief

"On September 04, 2025, the Commodity Futures Trading Commission (CFTC) issued an update regarding Acting Chairman Pham Announces Successful Completion of Enforcement Sprint. The CFTC simultaneously filed and settled six orders against 10 firms, resulting in a combined $8,325,000 civil monetary penalty for compliance-related violations such as recordkeeping, reporting, or other operational errors."

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Commodity Futures Trading Commission (CFTC)

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Acting Chairman Pham Announces Successful Completion of Enforcement Sprint

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Acting Chairman Pham Announces Successful Completion of Enforcement Sprint

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Commodity Futures Trading Commission (CFTC)

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