Implementation of the “Guidelines for Sanctions for Violations of Internal Control Management Obligations”

News Corporate Finance & M&A Guidance

Date: 11th Dec, 2024 Source: Financial Services Commission Country: South Korea Original Source

Brief

"On 12/11/2024, the Financial Services Commission implemented the "Guidelines for Sanctions for Violations of Internal Control Management Obligations". This update aims to enhance the predictability and transparency of sanctions by strengthening the responsibility determination procedure, explicitly stating separate penalty considerations, and clarifying specific criteria.

This content is restricted.

Highlights content goes here...

This content is restricted.

Financial Services Commission

RADA.AI

Hello! I'm RADA.AI - Regulatory Analysis and Decision Assistance. Your Intelligent guide for compliance and decision-making. How can i assist you today?

Suggested

Implementation of the “Guidelines for Sanctions for Violations of Internal Control Management Obligations”

Brief

Financial Services Commission

Form successfully submitted. One of our GRI rep will contact you shortly

Thanking You!

Enter your Email

Verify Email

Tell us more about yourself

Select your work area

Select your country

All set.

Implementation of the “Guidelines for Sanctions for Violations of Internal Control Management Obligations”

Brief

Financial Services Commission

Form successfully submitted. One of our GRI rep will contact you shortly

Thanking You!

Enter your Email

Verify OTP

Enter your Email

Verify Email

Tell us more about yourself

Select your work area

Select your country

All set.