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Brief
"On March 21, 2024, the Securities and Exchange Board of India (SEBI) communicated inspection findings to Reliance Securities Limited. The company was alleged to have contravened various provisions of the securities law in respect of its activities carried out by it. Key violations included non-maintenance of adequate systems for recording order placement by clients, discrepancy w.r.t existence of terminal at inspection location, and failure in ensuring that its Authorized Persons are engaged only in permitted activities."
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