Adjudication Order in respect of Omprakash Agarwal HUF in the matter of trading in Illiquid Stock Options at BSE

News Corporate Finance & M&A Sanctions & Fines

Date: 27th Nov, 2024 Source: Securities and Exchange Board of India Country: India Original Source

Brief

On November 27, 2024, the Securities and Exchange Board of India issued an update regarding Adjudication Order in respect of Omprakash Agarwal HUF in the matter of trading in Illiquid Stock Options at BSE. The Adjudicating Officer imposed a penalty of ₹ 5,00,000 on Omprakash Agarwal HUF for violating Regulations 3(a), (b), (c), (d), 4(1) and 4(2)(a) of PFUTP Regulations, 2003.

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Securities and Exchange Board of India

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Adjudication Order in respect of Omprakash Agarwal HUF in the matter of trading in Illiquid Stock Options at BSE

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Adjudication Order in respect of Omprakash Agarwal HUF in the matter of trading in Illiquid Stock Options at BSE

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