GRI

Adjudication Order in the matter of inspection of Angel One Limited

News Corporate Finance & M&A Sanctions & Fines
Date: 28th Nov, 2024 Source: Securities and Exchange Board of India Country: India Original Source

Brief

On November 28, 2024, the Securities and Exchange Board of India issued an update regarding Adjudication Order in the matter of inspection of Angel One Limited. The order imposed a penalty of ₹6,00,000 on Angel One Limited for violating certain provisions of securities law related to settlement of inactive clients' funds, technical glitches reporting, and due diligence over authorized persons, among others.

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Securities and Exchange Board of India

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