GRI

SESC orders to pay administrative monetary penalties for the recommended transaction by a contract negotiator with Alphax Food System Co., Ltd., and for insider trading by four individuals who received information from said contract negotiator and an executive of said company

News Corporate Finance & M&A Sanctions & Fines
Date: 25th Oct, 2024 Source: Securities and Exchange Surveillance Commission Country: Japan Original Source

Brief

"On 25/10/2024, the Securities and Exchange Surveillance Commission issued an update regarding SESC orders to pay administrative monetary penalties for the recommended transaction by a contract negotiator with Alphax Food System Co., Ltd. Four individuals were found to have engaged in insider trading, including being influenced by the company's executive, and were ordered to pay fines totaling ¥1,449 million."

This content is restricted.

Highlights content goes here...

This content is restricted.

Securities and Exchange Surveillance Commission

Quick Insight
RADA.AI
RADA.AI
Hello! I'm RADA.AI - Regulatory Analysis and Decision Assistance. Your Intelligent guide for compliance and decision-making. How can i assist you today?
Suggested
Related Documents
Brothers Sentenced for Raping Their Cousin
Date: 8th Apr, 2025 Source: National Prosecuting Authority Country: South Africa
News Anti-bribery and corruption Sanctions & Fines
Life Sentence for Police Officers Convicted of Murder and Assault
Date: 8th Apr, 2025 Source: National Prosecuting Authority Country: South Africa
News Anti-bribery and corruption Sanctions & Fines
BaFin warns of the Brahams & Goldbach Group
Date: 1st Apr, 2025 Source: Federal Financial Supervisory Authority (BaFin) Country: Germany
News Corporate Finance & M&A Sanctions & Fines

Form successfully submitted. One of our GRI rep will contact you shortly

Thanking You!

Click here

Enter your Email

Enter your registered username/email id.

Enter your Email

Enter your email id below to signup.
Individual Plan
  • Designed for Growing Compliance Teams
$125 / month OR $1250 / year
Features
  • • Coverage for 20 jurisdictions
  • • Monitoring from 500+ regulatory authorities
  • • AI compliance summaries
  • • RaDa.ai : Single-Role
Best for: Researchers, Legal professionals, Academics
Subscribe Now
Enterprise Plan
  • Perfect for Global Enterprises
Contact for Pricing
Features
  • • Custom jurisdictional coverage
  • • Custom monitoring of regulatory authorities
  • • RaDa.ai : Customizable multi-role
  • • Custom reporting and dashboard capabilities
  • • API access for seamless integration
Best for: Law Firms, Corporations, Government Bodies
Contact Sales