This content is restricted.
Brief
"On June 24, 2024, the Financial Services Agency issued an update regarding Administrative Actions against Mitsubishi UFJ Morgan Stanley Securities Co., Ltd., Morgan Stanley MUFG Securities Co., Ltd. and MUFG Bank, Ltd. The FSA took administrative actions against these companies due to violations of laws and regulations, including sharing non-public client information without consent, soliciting financial instruments transactions using confidential information, and conducting securities-related business as a bank."
Highlights content goes here...
This content is restricted.
RADA.AI
Hello! I'm RADA.AI - Regulatory Analysis and Decision Assistance. Your Intelligent guide for compliance and decision-making. How can i assist you today?
Suggested
