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CFTC Orders Barclays to Pay $4 Million For Swap Reporting Violations

News Corporate Finance & M&A Sanctions & Fines
Date: 1st Oct, 2024 Source: Commodity Futures Trading Commission (CFTC) Country: USA Original Source

Brief

"On 01/10/2024, the Commodity Futures Trading Commission (CFTC) issued an update regarding CFTC Orders Barclays to Pay $4 Million For Swap Reporting Violations. Barclays Bank PLC has been ordered to pay a $4 million civil monetary penalty for violating the Commodity Exchange Act and CFTC regulations related to swap reporting. The order also requires Barclays to cease and desist from further violations and comply with certain conditions and undertakings."

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Commodity Futures Trading Commission (CFTC)

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